We are looking for a Senior Compliance Officer to play a key role in driving and contributing to our compliance operation in Vaduz, Liechtenstein. You serve as the Deputy MLRO, maintaining regular contact with the Financial Market Authority (FMA) and the Financial Intelligence Unit (SFIU), while actively contributing to the organisation’s compliance with local laws and regulatory requirements. Working closely with the Compliance team in Zug, Switzerland, the role entails managing client onboardings in line with all applicable due diligence and AML/KYC requirements. Key responsibilities include submitting suspicious activity reports to the FIU, maintaining policies, ensuring timely regulatory reporting, and maintaining a thorough understanding of the regulatory landscape.
You will have the following responsibilities
- Manage KYC and CDD processes for new and existing accounts in compliance with SPG and SPV
- Carry out financial crime investigations
- Submit accurate and prompt reporting of suspicious activities to the FIU
- Address AML escalations from transaction monitoring, sanctions, and negative media screening
- Provide expert advice and assessment on regulatory topics with a focus on AML regulations as well as due diligence obligations
- Ensure compliance of financial products, services, and marketing materials with all applicable laws
- Draft and review internal policies, instructions and guidelines to ensure adherence to industry standards
- Prepare and deliver tailored Compliance training sessions to empower teams
